Plan Snapshot
- Plan Sponsor: Aesseal INC.
- Sponsor EIN: 621869904
- Sponsor Address: 355 DUNAVANT DRIVE, ROCKFORD, TN, 37853
- Plan Type: 401(k)
- Total Participants: 158
- Total Assets: $12.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 158 | $12.1M | $352,373 | $868,832 |
| 2023 | 150 | $10.6M | $315,436 | $707,251 |
| 2022 | 140 | $8.8M | $289,255 | $639,116 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PUGH CPAS | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $58,078 | — | $3,653 | — | — |
| 2023 | $51,696 | — | $23,362 | — | — |
| 2022 | $54,093 | — | $24,439 | — | $29,654 |