Plan Snapshot
- Plan Sponsor: Aerospace Testing Engineering & Certification, LLC
- Sponsor EIN: 400002670
- Sponsor Address: 5601 6TH AVENUE S, SUITE 410, SEATTLE, WA, 98108
- Plan Type: 401(k)
- Total Participants: 97
- Total Assets: $10.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 97 | $10.8M | $403,318 | $1.1M |
| 2023 | 114 | $7.8M | $405,188 | $987,408 |
| 2022 | 111 | $6.5M | $384,165 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PENSION PLAN SPECIALISTS | TPA | $24,410 | — | $24,410 |
| CENTAURUS FINANCIAL, INC. | INVESTMENT ADVISOR | $18,012 | — | $18,012 |
| USI SECURITIES, INC. | INVESTMENT ADVISOR | $12,274 | — | $12,274 |
| VERITY ACCOUNTANCY, PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- VERITY ACCOUNTANCY, PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $54,696
- Estimated Expense Ratio: 0.506% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $59,329 | — | $53,744 | — | — |
| 2023 | $47,972 | — | $39,197 | — | — |
| 2022 | $42,345 | — | $37,845 | — | — |