Plan Snapshot
- Plan Sponsor: Aeries Enterprises, LLC
- Sponsor EIN: 200665156
- Sponsor Address: 400 112TH AVE. NE #240, BELLEVUE, WA, 98044
- Plan Type: 401(k)
- Total Participants: 315
- Total Assets: $17.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 315 | $17.0M | $395,443 | $1.0M |
| 2023 | 343 | $15.1M | $392,168 | $944,437 |
| 2022 | 339 | $14.5M | $309,056 | $888,611 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | NONE | $27,716 | — | $27,716 |
| GLOBAL RETIREMENT PARTNERS LLC | NONE | $27,040 | — | $27,040 |
| MOSS ADAMS LLP | NONE | $23,000 | — | $23,000 |
| BAKER TILLY US, LLP | Other Service Provider | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES INC — NONE
- GLOBAL RETIREMENT PARTNERS LLC — NONE
- MOSS ADAMS LLP — NONE
- BAKER TILLY US, LLP — Other Service Provider
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $77,756
- Estimated Expense Ratio: 0.457% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $77,757 | $28,494 | — | $23,000 | — |
| 2023 | $76,923 | $26,753 | $22,000 | — | — |
| 2022 | $95,820 | $25,750 | — | — | $41,200 |