Plan Snapshot
- Plan Sponsor: Aea Investors LP
- Sponsor EIN: 593761840
- Sponsor Address: 520 MADISON AVENUE, NEW YORK, NY, 10022
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 286
- Total Assets: $114.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 286 | $114.3M | $0 | $0 |
| 2024 | 184 | $94.6M | $2.9M | $3.8M |
| 2023 | 176 | $83.7M | $2.8M | $3.4M |
| 2022 | 162 | $68.2M | $2.5M | $2.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALLIANCEBERNSTEIN LP | Investment Advisor | $141,965 | — | $141,965 |
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $42,450 | — | $42,450 |
| EMPOWER LIFE & ANNUITY INS | Recordkeeper | $26,221 | — | $26,221 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $210,636
- Estimated Expense Ratio: 0.184% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $3,793,667 | $141,966 | — | — | — |
| 2024 | $163,428 | $130,468 | — | — | — |
| 2023 | $132,713 | $107,024 | — | — | — |
| 2022 | $50,051 | — | $33,758 | — | $16,293 |