Plan Snapshot
- Plan Sponsor: Osaic, INC
- Sponsor EIN: 860623854
- Sponsor Address: 20 E. THOMAS RD., STE 2000, PHOENIX, AZ, 85012
- Plan Type: 401(k)
- Total Participants: 2,689
- Total Assets: $353.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,689 | $353.4M | $14.0M | $25.3M |
| 2023 | 2,489 | $302.0M | $12.2M | $21.6M |
| 2022 | 2,427 | $212.8M | $11.2M | $17.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $337,013 | — | — | — | — |
| 2023 | $281,639 | — | — | — | — |
| 2022 | $220,867 | — | — | — | — |