Plan Snapshot
- Plan Sponsor: Advanced Systems Engineering Corporation
- Sponsor EIN: 541627376
- Sponsor Address: 12020 SUNRISE VALLEY DRIVE STE 250, RESTON, VA, 201913445
- Plan Type: 401(k)
- Total Participants: 117
- Total Assets: $47.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 117 | $47.1M | $1.9M | $2.2M |
| 2023 | 123 | $43.1M | $2.0M | $2.1M |
| 2022 | 134 | $36.8M | $2.0M | $2.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $158,317 | — | $158,317 |
| KESTRA ADVISORY SERVICES, LLC | Investment Advisor | — | $67,235 | $67,235 |
| UNIGLOBAL PENSION PLANNING, INC. | Other Service Provider | — | $20,848 | $20,848 |
| MATTHEWS, CARTER & BOYCE | Other Service Provider | — | $20,000 | $20,000 |
| SIGNATURE ESTATE & INVESTMT ADVISOR | Investment Advisor | — | $10,240 | $10,240 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KESTRA ADVISORY SERVICES, LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $276,640
- Estimated Expense Ratio: 0.588% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $158,318 | — | — | — | — |
| 2023 | $134,961 | — | — | — | — |
| 2022 | $128,816 | — | $128,816 | — | — |