Plan Snapshot
- Plan Sponsor: Advanced Emissions Solutions, INC.
- Sponsor EIN: 275472457
- Sponsor Address: 8051 E. MAPLEWOOD AVE., GREENWOOD VILLAGE, CO, 80111
- Plan Type: 401(k)
- Total Participants: 202
- Total Assets: $19.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 202 | $19.7M | $1.2M | $1.2M |
| 2023 | 174 | $17.9M | $555,947 | $1.1M |
| 2022 | 146 | $15.4M | $480,550 | $980,870 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SYM FINANCIAL CORPORATION | NONE | $46,213 | — | $46,213 |
| SCHWAB RETIREMENT PLAN SERVICES,INC | NONE | $26,720 | — | $26,720 |
| HAYNIE & COMPANY | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SYM FINANCIAL CORPORATION — NONE
- SCHWAB RETIREMENT PLAN SERVICES,INC — NONE
- HAYNIE & COMPANY — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $72,933
- Estimated Expense Ratio: 0.369% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $72,933 | $46,213 | — | — | — |
| 2023 | $72,925 | $48,363 | — | — | — |
| 2022 | $71,523 | $47,948 | — | — | — |