Plan Snapshot
- Plan Sponsor: Advanced Ear Nose & Throat Specialists, S.C.
- Sponsor EIN: 201759813
- Sponsor Address: 10001 W. INNOVATION DRIVE, MILWAUKEE, WI, 53226
- Plan Type: 401(k)
- Total Participants: 300
- Total Assets: $14.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 300 | $14.2M | $772,539 | $1.3M |
| 2023 | 237 | $10.8M | $785,164 | $1.2M |
| 2022 | 213 | $7.4M | $410,606 | $910,655 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SVA CERTIFIED PUBLIC ACCOUNTANTS | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $56,076 | $223 | $40,920 | — | — |
| 2023 | $60,006 | — | $60,006 | — | — |
| 2022 | $35,833 | — | $35,833 | — | — |