Plan Snapshot
- Plan Sponsor: Advanced Atomization Technologies, LLC
- Sponsor EIN: 352455703
- Sponsor Address: 124 COLUMBIA ST., CLYDE, NY, 14433
- Plan Type: 401(k)
- Total Participants: 342
- Total Assets: $47.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 342 | $47.2M | $2.2M | $2.0M |
| 2023 | 321 | $39.3M | $2.1M | $1.8M |
| 2022 | 286 | $30.9M | $1.8M | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FORTE CAPITAL LLC | ADVISOR | $59,428 | — | $59,428 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $55,267 | — | $55,267 |
| STOKES, VISCA, HUCKO & BARONE, CPAS | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FORTE CAPITAL LLC — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $114,695
- Estimated Expense Ratio: 0.243% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $95,075 | $49,250 | — | — | — |
| 2023 | $75,289 | $67,996 | — | — | — |
| 2022 | $70,999 | — | — | — | — |