Plan Snapshot
- Plan Sponsor: Ad Astra Behavior Analytic Services
- Sponsor EIN: 863087646
- Sponsor Address: 12062 VALLEY VIEW ST, GARDEN GROVE, CA, 92845
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 207
- Total Assets: $174,638
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 207 | $174,638 | $0 | $0 |
| 2024 | 131 | $99,141 | $0 | $44,345 |
| 2023 | 95 | $39,592 | $0 | $28,582 |
| 2022 | 72 | $8,222 | $0 | $8,627 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FRANK, RIMERMAN & CO. LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $4,540 | $152 | — | — | — |
| 2024 | $3,771 | — | — | — | — |
| 2023 | $1,555 | — | — | — | — |
| 2022 | $448 | — | — | — | — |