Plan Snapshot
- Plan Sponsor: Active Power, INC.
- Sponsor EIN: 320612559
- Sponsor Address: 2128 WEST BRAKER LANE, AUSTIN, TX, 78758
- Plan Type: 401(k)
- Total Participants: 86
- Total Assets: $11.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 86 | $11.3M | $209,488 | $587,342 |
| 2023 | 83 | $9.7M | $200,565 | $564,423 |
| 2022 | 80 | $7.7M | $169,452 | $562,591 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALLIANT RETIREMENT SERVICES | ADVISOR | $26,100 | — | $26,100 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $19,793 | — | $19,793 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $10,295 | — | $10,295 |
| RBT CPAS, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $56,188
- Estimated Expense Ratio: 0.497% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $56,188 | $36,395 | — | — | — |
| 2023 | $45,416 | $29,555 | — | — | — |
| 2022 | $43,952 | $7,382 | — | — | — |