Plan Snapshot
- Plan Sponsor: Aces 2020, LLC
- Sponsor EIN: 330883047
- Sponsor Address: 5333 MISSION CENTER ROAD, SUITE 110, SAN DIEGO, CA, 92108
- Plan Type: 401(k)
- Total Participants: 1,083
- Total Assets: $13.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,083 | $13.9M | $395,591 | $2.8M |
| 2023 | 931 | $10.0M | $542,593 | $2.3M |
| 2022 | 943 | $6.3M | $0 | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | Other Service Provider | $86,404 | — | $86,404 |
| MORGAN STANLEY SMITH BARNEY LLC | Investment Advisor | — | $30,110 | $30,110 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $116,514
- Estimated Expense Ratio: 0.837% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $86,404 | — | $86,404 | — | — |
| 2023 | $50,769 | $410 | $49,459 | — | — |
| 2022 | $69,064 | — | — | — | — |