Plan Snapshot
- Plan Sponsor: Access Sciences Corporation
- Sponsor EIN: 742429280
- Sponsor Address: 1900 WEST LOOP SOUTH, HOUSTON, TX, 77027
- Plan Type: 401(k)
- Total Participants: 124
- Total Assets: $14.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 124 | $14.0M | $239,994 | $1.0M |
| 2023 | 107 | $12.0M | $232,458 | $852,229 |
| 2022 | 101 | $10.7M | $174,061 | $731,217 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $52,350 | — | $52,350 |
| PENSIONMARK FINANCIAL GROUP, LLC | INVESTMENT ADVISORY | — | $28,263 | $28,263 |
| ASSUREDPARTNERS INVESTMENT ADVISORS | INVESTMENT ADVISORY | — | $8,277 | $8,277 |
| WITHUMSMITH+BROWN, PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ASSUREDPARTNERS INVESTMENT ADVISORS — INVESTMENT ADVISORY
- WITHUMSMITH+BROWN, PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $88,890
- Estimated Expense Ratio: 0.637% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $52,350 | — | $52,350 | — | — |
| 2023 | $44,827 | — | $44,827 | — | — |
| 2022 | $24,329 | — | $24,329 | — | — |