Plan Snapshot
- Plan Sponsor: Aam. LLC
- Sponsor EIN: 421683910
- Sponsor Address: 1600 W BROADWAY RD STE 200, TEMPE, AZ, 852821136
- Plan Type: 401(k)
- Total Participants: 924
- Total Assets: $26.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 924 | $26.1M | $520,474 | $3.4M |
| 2023 | 855 | $21.8M | $470,437 | $2.9M |
| 2022 | 820 | $17.6M | $437,201 | $2.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $115,988 | — | $115,988 |
| WELLS FARGO ADVISORS FIN NETWORK | Investment Advisor | — | $25,000 | $25,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $140,988
- Estimated Expense Ratio: 0.539% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $115,989 | — | $115,989 | — | — |
| 2023 | $78,364 | — | $78,364 | — | — |
| 2022 | $67,725 | — | $67,725 | — | — |