Plan Snapshot
- Plan Sponsor: Aai, INC.
- Sponsor EIN: 470769916
- Sponsor Address: 3201 YANKEE HILL ROAD, LINCOLN, NE, 68516
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $0 | $0 | $0 |
| 2024 | 526 | $13.7M | $431,454 | $911,219 |
| 2023 | 497 | $10.9M | $420,913 | $846,261 |
| 2022 | 500 | $8.5M | $456,622 | $854,467 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $33,648 | — | $33,648 |
| GALLAGHER FIDUCIARY ADVISORS LLC | Investment Advisor | $25,000 | — | $25,000 |
| AGSN, P.C. | Auditor | $11,500 | — | $11,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — Recordkeeper
- GALLAGHER FIDUCIARY ADVISORS LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $70,148
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $912,077 | $14,583 | — | — | — |
| 2024 | $70,148 | $25,000 | — | $11,500 | — |
| 2023 | $60,952 | $25,000 | — | $10,000 | — |
| 2022 | $72,456 | — | — | — | — |