Plan Snapshot
- Plan Sponsor: Aaa Northway, INC.
- Sponsor EIN: 141041270
- Sponsor Address: 200 HARBORSIDE DRIVE, SUITE 301, SCHENECTADY, NY, 12305
- Plan Type: 401(k)
- Total Participants: 106
- Total Assets: $14.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 106 | $14.8M | $204,577 | $436,980 |
| 2023 | 105 | $12.5M | $175,839 | $362,282 |
| 2022 | 106 | $10.9M | $168,572 | $349,165 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WHITTEMORE, DOWEN, & RICCIARDELLI | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $5,542 | — | — | — | — |
| 2023 | $6,892 | — | $2,262 | $550 | — |
| 2022 | $5,101 | — | — | — | — |