Plan Snapshot
- Plan Sponsor: A3 Technology, INC.
- Sponsor EIN: 030404907
- Sponsor Address: 327 WEST WHITE HORSE PIKE, EGG HARBOR CITY, NJ, 08215
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 207
- Total Assets: $15.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 207 | $15.6M | $0 | $0 |
| 2024 | 156 | $15.0M | $438,059 | $1.1M |
| 2023 | 152 | $15.1M | $435,959 | $1.1M |
| 2022 | 153 | $12.3M | $479,085 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INS. COMPANY | Recordkeeper | $40,451 | — | $40,451 |
| MERRILL LYNCH PIERCE FEENER & SMITH | Other Service Provider | $37,749 | $14 | $37,763 |
| COMMONWEALTH TPA SOLUTIONS, LLC | Recordkeeper | $5,695 | $5,404 | $11,099 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $89,313
- Estimated Expense Ratio: 0.571% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $2,714,893 | — | $83,895 | — | — |
| 2024 | $80,020 | $21,776 | $43,727 | — | — |
| 2023 | $69,900 | $19,041 | $38,192 | — | — |
| 2022 | $63,339 | $17,762 | $33,736 | — | $11,841 |