Plan Snapshot
- Plan Sponsor: A.A. Anderson & Co., INC.
- Sponsor EIN: 391017863
- Sponsor Address: 21365 GATEWAY COURT, BROOKFIELD, WI, 53045
- Plan Type: 401(k)
- Total Participants: 175
- Total Assets: $17.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 175 | $17.2M | $81,062 | $1.3M |
| 2023 | 174 | $14.8M | $29,098 | $1.1M |
| 2022 | 149 | $13.3M | $74,450 | $485,826 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $69,499 | — | $57,238 | — | — |
| 2023 | $50,490 | — | $27,887 | — | — |
| 2022 | $19,134 | — | — | — | — |