Plan Snapshot
- Plan Sponsor: 4d Systems, LLC
- Sponsor EIN: 208352589
- Sponsor Address: 4130 MARKET PLACE, FLINT TWP, MI, 48507
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 196
- Total Assets: $5.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 196 | $5.1M | $0 | $0 |
| 2024 | 122 | $4.3M | $0 | $669,426 |
| 2023 | 140 | $3.4M | $0 | $605,963 |
| 2022 | 95 | $2.6M | $0 | $482,422 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | Investment Advisor | $15,044 | — | $15,044 |
| ADP, INC. | Recordkeeper | $5,198 | — | $5,198 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $20,242
- Estimated Expense Ratio: 0.393% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $372,792 | $15,044 | — | — | — |
| 2024 | $1,921 | — | — | — | — |
| 2023 | $870 | — | — | — | — |
| 2022 | $224,573 | — | — | — | — |