# Up North Financial, LLC
Source: https://planprovider.pro/provider/up-north-financial-llc

> Up North Financial, LLC is a Registered Investment Advisor firm based in Traverse City, Michigan, with an additional presence in East Grand Forks, Minnesota.…

Retirement Plan Advisor

Traverse City, MI

## About Up North Financial, LLC

Up North Financial, LLC is a Registered Investment Advisor firm based in Traverse City, Michigan, with an additional presence in East Grand Forks, Minnesota. Managed by Mark D. Herman, CFP®, MBA, the firm offers comprehensive financial planning, retirement planning, investment planning, and asset management services. With over 65 years of combined team experience, Up North Financial specializes in assisting Federal & Postal Employees with their FERS, CSRS, and TSP planning. They act as fiduciaries, ensuring client interests are prioritized, and utilize Fidelity Investments for clearing and custody services. The firm is dedicated to providing personalized service, sound financial strategies, and quality performance to help clients navigate their financial goals and achieve a lifetime of security. Their services also include educational savings account planning, estate, gift, and charitable planning, and offer both discretionary and non-discretionary investment management.

Website: [http://upnorthfinancial.com/](http://upnorthfinancial.com/)

Founded: 2009

## Office Locations

- Traverse City, MI (Headquarters)

## Services Offered

- 3(21) Investment Advisor

- 3(38) Investment Manager

## Client Statistics (2026)

- Total Clients: 0

- Total AUM: $285.0M

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