# Stephens
Source: https://planprovider.pro/provider/stephens

> Still family-owned after starting in 1933, Stephens combines retirement plan advice with in-house capital markets and research in one firm. Headquartered in…

Retirement Plan Advisor

Little Rock, AR

## About Stephens

<p>Still family-owned after starting in 1933, Stephens combines retirement plan advice with in-house capital markets and research in one firm. Headquartered in Little Rock, it also has offices in the Dallas–Fort Worth metro, Atlanta, and Austin, giving it reach across the South.</p>

<p>With about 1,300 employees, Stephens works with individuals and institutions on long-term financial planning and investment decisions. The firm operates as both an SEC-registered investment adviser and a FINRA-registered broker-dealer, and it runs business lines that include investment banking, wealth management, asset management, public finance, and insurance.</p>

<p>For plan sponsors looking for <a href="/plan-advisors">plan advisors</a> that can plug into a wider financial services platform, Stephens supports retirement plans with 3(21) fiduciary investment advice. This structure provides investment guidance while the plan committee keeps final decision-making authority.</p>

<p>As of 2026, Stephens reports $15.6B in assets under management. Plan fiduciaries can also use the firm’s Stephens Access platform for research and market information.</p>

<ul>
<li>3(21) fiduciary investment advice for retirement plans</li>
<li>Wealth management and asset management</li>
<li>Investment banking and public finance</li>
<li>Insurance services</li>
<li>Research access through Stephens Access</li>
</ul>

Website: [https://stephensaccess.netxinvestor.com/](https://stephensaccess.netxinvestor.com/)

Founded: 1933

Employees: 1300

## Office Locations

- Little Rock, AR (Headquarters)

- Dallas, TX

- Atlanta, GA

- Austin, TX

## Services Offered

- 3(21) Investment Advisor

## Client Statistics (2026)

- Total Clients: 0

- Total AUM: $15.6B

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- [Legacy Capital Wealth Partners, LLC](https://planprovider.pro/provider/legacy-capital-wealth-partners-llc) - Little Rock, AR

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