# Royal Alliance Associates, Inc.
Source: https://planprovider.pro/provider/royal-alliance-associates-inc

> Founded in 1969, Royal Alliance Associates, Inc. is a dual-registered broker-dealer and investment adviser that operates as part of Osaic. The firm reports $…

Retirement Plan Advisor

Jersey City, NJ

## About Royal Alliance Associates, Inc.

<p>Founded in 1969, Royal Alliance Associates, Inc. is a dual-registered broker-dealer and investment adviser that operates as part of Osaic. The firm reports $129.9B in assets under management (2026).</p>

<p>Royal Alliance maintains headquarters in Jersey City, New Jersey in the New York metro area, and Scottsdale, Arizona in the Phoenix metro. It supports a nationwide network of over 11,000 financial professionals and works with more than 4 million clients.</p>

<p>For retirement plans, Royal Alliance provides fiduciary support for sponsors that want to delegate investment and administrative decisions. The firm offers both 3(21) co-fiduciary services and 3(38) investment manager services, depending on how much discretion a plan sponsor wants to outsource.</p>

<p>One differentiator is its national licensing footprint—licensed in all 50 states, Washington, DC, and Puerto Rico—paired with a platform built to support a large advisor network under the Osaic umbrella.</p>

<ul>
<li>Plan fiduciary services: 3(21) and 3(38)</li>
<li>Advisor support through Osaic’s broker-dealer and RIA platform</li>
<li>Headquarters in the New York and Phoenix metro areas</li>
<li>Licensed in all 50 states, DC, and Puerto Rico</li>
<li>Listed among <a href="/plan-advisors">plan advisors</a> and other <a href="/retirement-plans">retirement plan providers</a></li>
</ul>

Website: [https://osaic.com](https://osaic.com)

Founded: 1969

## Office Locations

- Jersey City, NJ (Headquarters)

- Scottsdale, AZ (Headquarters)

## Services Offered

- 3(21) Investment Advisor

- 3(38) Investment Manager

## Client Statistics (2026)

- Total Clients: 0

- Total AUM: $129.9B

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