# Regency Investment Advisors INC
Source: https://planprovider.pro/provider/regency-investment-advisors-inc

> Founded in 1993 with long ties to California’s San Joaquin Valley, Regency Investment Advisors INC works with retirement plans alongside individuals, trusts,…

Retirement Plan Advisor

Fresno, CA

## About Regency Investment Advisors INC

<p>Founded in 1993 with long ties to California’s San Joaquin Valley, Regency Investment Advisors INC works with retirement plans alongside individuals, trusts, businesses, and nonprofit organizations.</p>

<p>Headquartered in Fresno in Central California, the firm provides investment management and financial planning for clients across the Fresno–Clovis metro and the broader Valley region. As a registered investment advisor, it focuses on practical guidance, plan design support, and decision-making help during changing markets.</p>

<p>For employer-sponsored plans, Regency acts as a 3(21) fiduciary advisor, providing investment recommendations while plan sponsors keep final decision authority. That structure can fit organizations that want an advisor’s oversight and documentation without outsourcing full investment discretion.</p>

<p>Regency reports $1.0B in assets under management (2026). What sets the firm apart is its mix of retirement plan work and long-standing local presence in the San Joaquin Valley.</p>

<ul>
<li>Retirement plan advisor services as part of <a href="/plan-advisors">plan advisors</a></li>
<li>3(21) fiduciary investment advice for employer-sponsored retirement plans</li>
<li>Investment management for private clients, trusts, and organizations</li>
<li>Financial planning support for individuals, businesses, and nonprofits</li>
</ul>

Website: [https://regencyinvests.com/](https://regencyinvests.com/)

Founded: 1993

## Office Locations

- Fresno, CA (Headquarters)

## Services Offered

- 3(21) Investment Advisor

## Client Statistics (2026)

- Total Clients: 0

- Total AUM: $1.0B

## Plans Serviced (2024)

Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).

| Plan|Sponsor|Assets|Participants|

| COMMUNITY HOSPITALS OF CENTRAL CALIFORNIA TAX SHELTERED ANNUITY PLAN|COMMUNITY HOSPITALS OF CENTRAL CALIFORNIA, CA|$673M|10,887|

| VALLEY CHILDREN'S HOSPITAL DEFINED CONTRIBUTION RETIREMENT PLAN|VALLEY CHILDREN'S HOSPITAL, CA|$612M|3,806|

| SAINT AGNES MEDICAL PROVIDERS 401(K) PLAN|SAINT AGNES MEDICAL PROVIDERS, CA|$21M|94|

| SCELZI ENTERPRISES, INC. 401(K) PROFIT SHARING PLAN|SCELZI ENTERPRISES, INC., CA|$8M|450|

| FRESNO'S CHAFFEE ZOO CORPORATION 401(K) PLAN|FRESNOS CHAFFEE ZOO CORPORATION, CA|$6M|295|

| GSF PROPERTIES, INC. 401(K) PLAN|GSF PROPERTIES, INC., CA|$2M|255|

## Other Retirement Plan Advisors in CA

- [401(k) & 403(b) Fiduciary Advisors, Inc.](https://planprovider.pro/provider/401k-and-403b-fiduciary-advisors-inc) - San Jose, CA

- [Allmerits](https://planprovider.pro/provider/allmerits) - Buena Park, CA

- [Assuredpartners Investment Advisors](https://planprovider.pro/provider/assuredpartners-investment-advisors) - Tampa, FL

- [Bellwether Investment Group, LLC](https://planprovider.pro/provider/bellwether-investment-group-llc) - Chattanooga, TN

- [Innovative Wealth Building LLC](https://planprovider.pro/provider/innovative-wealth-building-llc) - California, MD

- [Brighton Jones LLC](https://planprovider.pro/provider/brighton-jones-llc) - Seattle, WA

- [Brio Financial Group](https://planprovider.pro/provider/brio-financial-group) - San Francisco, CA

- [Carbon Collective Investing LLC](https://planprovider.pro/provider/carbon-collective-investing-llc) - Oakland, CA

- [Commonwealth Financial Network](https://planprovider.pro/provider/commonwealth-financial-network) - Waltham, MA

- [Intersect Capital LLC](https://planprovider.pro/provider/intersect-capital-llc) - San Ramon, CA

[View full interactive profile on PlanProvider.Pro](https://planprovider.pro/provider/regency-investment-advisors-inc)

&copy; 2026 PlanProvider.Pro