# Janney Montgomery Scott LLC
Source: https://planprovider.pro/provider/janney-montgomery-scott-llc

> From its headquarters in Philadelphia, Janney Montgomery Scott LLC works with retirement plan sponsors across the Philadelphia metro and beyond through its 3…

Retirement Plan Advisor

Philadelphia, PA

## About Janney Montgomery Scott LLC

<p>From its headquarters in Philadelphia, Janney Montgomery Scott LLC works with retirement plan sponsors across the Philadelphia metro and beyond through its 3(21) fiduciary advisory services.</p>

<p>Founded in 1937, the firm has 2,300 employees and reports $171.1B in assets under management (2026). Janney’s retirement plan work focuses on helping sponsors set an investment policy, review plan lineups, and document fiduciary processes while keeping the sponsor in control of final investment decisions.</p>

<p>As a broader financial services firm, Janney also supports individual and business owners with wealth management topics such as retirement planning, education funding, estate planning, and business planning. On the institutional side, the firm offers capital markets services that include investment banking and equity research.</p>

<p>One differentiator is the ability to pair a 3(21) advisory role with access to in-house capital markets and research resources under the same organization. Learn more about other <a href="/plan-advisors">plan advisors</a> and <a href="/retirement-plans">retirement plan providers</a>.</p>

<ul>
<li>3(21) investment fiduciary services for employer-sponsored retirement plans</li>
<li>Investment policy and investment lineup reviews</li>
<li>Wealth planning: retirement, education funding, estate and business planning</li>
<li>Capital markets support, including investment banking and equity research</li>
</ul>

Website: [https://www.janney.com/](https://www.janney.com/)

Founded: 1937

Employees: 2300

## Office Locations

- Philadelphia, PA (Headquarters)

## Services Offered

- 3(21) Investment Advisor

## Client Statistics (2026)

- Total Clients: 0

- Total AUM: $171.1B

## Plans Serviced (2025)

Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).

| Plan|Sponsor|Assets|Participants|

| HITACHI EMPLOYEE 401(K) RETIREMENT PLAN|HITACHI AMERICA, LTD., NY|$3.6B|17,744|

| LIFEPOINT HEALTH, INC. RETIREMENT PLAN|LIFEPOINT HEALTH, INC., TN|$2.6B|53,062|

| PRINCIPAL EASE 401(K) PLAN|PRINCIPAL LIFE INSURANCE COMPANY, IA|$651M|161,040|

| DEVEREUX DEFINED CONTRIBUTION RETIREMENT PLAN|THE DEVEREUX FOUNDATION, PA|$595M|5,122|

| APEX SYSTEMS, LLC 401(K) PLAN|APEX SYSTEMS, LLC, VA|$479M|4,283|

| BROOKDALE SENIOR LIVING INC. 401(K) RETIREMENT SAVINGS PLAN|BROOKDALE SENIOR LIVING INC., TN|$466M|34,384|

| THE INDEPENDENT SCHOOL GROUP RETIREMENT PLAN (MISBO)|MID-SOUTH INDEPENDENT SCHOOL BUSINESS OFFICERS, INC., GA|$395M|2,981|

| ECS FEDERAL, LLC 401(K) PLAN|ECS FEDERAL, LLC, VA|$369M|3,774|

| THE RETIREMENT PLAN FOR EMPLOYEES OF BUSH BROTHERS & COMPANY|BUSH BROTHERS & COMPANY, TN|$233M|650|

| CONTRACT EMPLOYEE RETIREMENT SAVINGS PLAN|APEX SYSTEMS, LLC, VA|$232M|21,810|

| HITACHI RAIL STS USA, INC. RETIREMENT SAVINGS PLAN|HITACHI RAIL STS USA, INC., PA|$205M|1,033|

| AGUSTAWESTLAND PHILADELPHIA CORPORATION 401(K) SAVINGS PLAN|AGUSTAWESTLAND PHILADELPHIA CORP, PA|$116M|894|

| HEXPOL RETIREMENT SAVINGS PLAN|HEXPOL HOLDING, INC., OH|$110M|1,130|

| TEAMSTERS LOCAL 408 PENSION PLAN|TRUSTEES OF TEAMSTERS LOCAL 408 PENSION AND WELFARE FUNDS, NJ|$108M|175|

| ASGN INCORPORATED 401(K) RETIREMENT SAVINGS PLAN|ASGN INCORPORATED., CA|$74M|374|

| LEONARDO ELECTRONICS US INC. 401(K) PLAN|LEONARDO ELECTRONICS US INC., AZ|$50M|244|

| FTD, LLC 401(K) PLAN|FTD, LLC, IL|$42M|289|

| ARTHUR H.THOMAS SAVINGS & INVESTMENT PLAN|ARTHUR H. THOMAS COMPANY, PA|$38M|348|

| DIVERSICARE HEALTHCARE SERVICES, LLC SAVINGS PLAN|DIVERSICARE HEALTHCARE SERVICES, LLC, TN|$35M|6,151|

| ARMADA HOFFLER 401(K) RETIREMENT PLAN|AHP HOLDING, INC., VA|$34M|146|

Showing top 20 of 54 plans serviced in 2025.

## Other Retirement Plan Advisors in PA

- [Andesa Financial Management, Inc.](https://planprovider.pro/provider/andesa-financial-management-inc) - Allentown, PA

- [Assuredpartners Investment Advisors](https://planprovider.pro/provider/assuredpartners-investment-advisors) - Tampa, FL

- [Beacon Bridge Wealth Partners, LLC](https://planprovider.pro/provider/beacon-bridge-wealth-partners-llc) - Lower Gwynedd, PA

- [Alden Investment Group](https://planprovider.pro/provider/alden-investment-group) - Wayne, PA

- [Brighton Jones LLC](https://planprovider.pro/provider/brighton-jones-llc) - Seattle, WA

- [Capital Wealth Investments](https://planprovider.pro/provider/capital-wealth-investments) - Scranton, PA

- [Chb Investment Group, LLC](https://planprovider.pro/provider/chb-investment-group-llc) - New Hope, PA

- [Conrad Siegel Investment Advisors](https://planprovider.pro/provider/conrad-siegel-investment-advisors) - Harrisburg, PA

- [Cwa Asset Management Group](https://planprovider.pro/provider/cwa-asset-management-group) - Naples, FL

- [Intersect Capital LLC](https://planprovider.pro/provider/intersect-capital-llc) - San Ramon, CA

[View full interactive profile on PlanProvider.Pro](https://planprovider.pro/provider/janney-montgomery-scott-llc)

&copy; 2026 PlanProvider.Pro