# Heritage Financial Solutions, LLC
Source: https://planprovider.pro/provider/heritage-financial-solutions-llc

> Located in Dodge City in southwest Kansas, Heritage Financial Solutions, LLC works with retirement plan sponsors and individuals on investment and planning d…

Retirement Plan Advisor

Dodge City, KS

## About Heritage Financial Solutions, LLC

<p>Located in Dodge City in southwest Kansas, Heritage Financial Solutions, LLC works with retirement plan sponsors and individuals on investment and planning decisions tied to long-term goals.</p>

<p>For employer-sponsored plans, the firm offers both 3(21) fiduciary support and 3(38) investment manager services, helping committees document decisions and manage investment oversight. Heritage Financial Solutions, LLC is listed as a registered investment adviser under SEC CRD #131008.</p>

<p>The Dodge City office is led by Amber Wallis, Owner and Financial Advisor. Certain securities business may be conducted through NYLIFE Securities LLC through associated individuals.</p>

<p>A differentiator is the ability to step in as either a co-fiduciary (3(21)) or as the named discretionary investment manager (3(38)) based on how much responsibility the plan sponsor wants to retain.</p>

<ul>
<li>Plan fiduciary services: 3(21) and 3(38)</li>
<li>Support for plan investment oversight and committee process</li>
<li>Retirement planning and investment management</li>
<li>Registered investment adviser (SEC CRD #131008)</li>
<li>$10.5B AUM (2026)</li>
</ul>

Website: [https://www.heritagesolutions.net/](https://www.heritagesolutions.net/)

## Office Locations

- Dodge City, KS (Headquarters)

## Services Offered

- 3(21) Investment Advisor

- 3(38) Investment Manager

## Client Statistics (2026)

- Total Clients: 0

- Total AUM: $10.5B

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