# First Kentucky Securities CORP
Source: https://planprovider.pro/provider/first-kentucky-securities-corp

> Founded in 1977, First Kentucky Securities Corp has built its practice around long-term client relationships and Kentucky-based advice. Headquartered in Loui…

Retirement Plan Advisor

Louisville, KY

## About First Kentucky Securities CORP

<p>Founded in 1977, First Kentucky Securities Corp has built its practice around long-term client relationships and Kentucky-based advice. Headquartered in Louisville with an office in Lexington, the firm works across the Louisville–Lexington corridor and the wider Bluegrass region.</p>

<p>First Kentucky Securities is a wealth management and retirement plan advisory firm that provides investment consulting on bonds, stocks, mutual funds, retirement funds, and ETFs. The firm works with individuals as well as institutions, corporations, and municipalities, including public-sector clients connected to municipal financing.</p>

<p>For retirement plans, First Kentucky Securities offers 3(21) fiduciary services as a <a href="/plan-advisors">plan advisor</a>, supporting plan sponsors with investment due diligence and recommendations while the sponsor retains final decision-making authority. As of 2026, the firm reports $0.9B in assets under management.</p>

<p>What sets the firm apart is its long-standing focus on Kentucky communities, including involvement tied to municipal bond legislation, alongside day-to-day planning and education for clients.</p>

<ul>
<li>Founded: 1977</li>
<li>Headquarters: Louisville, KY; additional office in Lexington, KY</li>
<li>Retirement plan role: 3(21) fiduciary <a href="/plan-advisors">plan advisor</a></li>
<li>Investment consulting: bonds, stocks, mutual funds, retirement funds, ETFs</li>
<li>Regulation: FINRA member</li>
</ul>

Website: [https://firstky.com/](https://firstky.com/)

Founded: 1977

## Office Locations

- Lexington, KY

- Louisville, KY (Headquarters)

## Services Offered

- 3(21) Investment Advisor

## Client Statistics (2026)

- Total Clients: 0

- Total AUM: $861.0M

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