# EMBREE FINANCIAL Group
Source: https://planprovider.pro/provider/embree-financial-group

> Bringing sponsor consulting and participant guidance under one team, EMBREE FINANCIAL Group advises workplace retirement plans while also working directly wi…

Retirement Plan Advisor

Chicago, IL

## About EMBREE FINANCIAL Group

<p>Bringing sponsor consulting and participant guidance under one team, EMBREE FINANCIAL Group advises workplace retirement plans while also working directly with individuals. Founded in 1995, the firm is headquartered in Chicago and works with plan sponsors and participants across the Midwest and nationwide.</p>

<p>EMBREE FINANCIAL Group is a Registered Investment Adviser. On the employer side, the firm handles 3(21) fiduciary investment advice, plan design, and participant advice for 401(k) plan sponsors. It also works with retirees and pre-retirees, professionals, do-it-yourself investors, and individuals going through divorce.</p>

<p>For personal and institutional clients, the firm provides wealth management and related planning, including investment strategy work, asset and tax management, risk management, and education funding planning. As of 2026, EMBREE FINANCIAL Group reports 80 clients and $2.0B in assets under management.</p>

<p>What sets the firm apart is how it connects plan-level decisions with one-on-one guidance for participants who need help making retirement choices.</p>

<ul>
<li><a href="/plan-advisors">Plan advisor</a> support for 401(k) sponsors and participants</li>
<li>3(21) fiduciary investment advice</li>
<li>Plan design support</li>
<li>Participant advice and education</li>
<li>Wealth management, including tax and risk management planning</li>
</ul>

Website: [https://embreefinancial.com/](https://embreefinancial.com/)

Founded: 1995

## Office Locations

- Chicago, IL (Headquarters)

## Accreditations & Certifications

- RIA

## Services Offered

- 3(21) Investment Advisor

- Plan Design Consulting

- Participant Investment Advice

## Client Statistics (2026)

- Total Clients: 80

- Total AUM: $2.0B

## Plans Serviced (2024)

Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).

| Plan|Sponsor|Assets|Participants|

| HH GLOBAL US 401(K) SAVINGS PLAN|HH ASSOCIATES US, INC., IL|$102M|1,051|

| DPI SPECIALTY FOODS 401(K) RETIREMENT SAVINGS PLAN|DPI SPECIALTY FOODS, INC., CA|$74M|814|

| MILL ROCK PACKAGING, INC. RETIREMENT SAVINGS PLAN|MILL ROCK PACKAGING, INC., WA|$61M|620|

| MEDELA LLC EMPLOYEES PENSION PLAN|MEDELA LLC, IL|$60M|396|

| CAMBIUM NETWORKS, INC. 401(K) PLAN|CAMBIUM NETWORKS, INC., IL|$50M|160|

| IMPERATIVE LOGISTICS GROUP LLC 401(K) PLAN|IMPERATIVE LOGISTICS GROUP LLC, OR|$35M|486|

| BIORIGIN SPECIALTY PRODUCTS 401(K) PLAN|COMPLETE PAPER, INC. DBA BIORIGIN SPECIALTY PRODUCTS, GA|$34M|232|

| BRADSHAW HOME BEFORE-TAX SAVINGS PLAN|BRADSHAW INTERNATIONAL, INC., CA|$33M|394|

| ACCIONA ENERGY NORTH AMERICA 401(K) PLAN|ACCIONA ENERGY USA GLOBAL LLC, IL|$29M|291|

| P10 401(K) PROFIT SHARING PLAN|P10 HOLDINGS, INC., TX|$28M|180|

| CROWN BAKERIES RETIREMENT PLAN|CROWN BAKERIES, LLC, TN|$25M|1,380|

| BIORIGIN SPECIALTY PRODUCTS UNION 401(K) PLAN|COMPLETE PAPER, INC. DBA BIORIGIN SPECIALTY PRODUCTS, GA|$25M|244|

| DEUTSCHE BOERSE SYSTEMS, INC. 401(K) PLAN|DEUTSCHE BOERSE SYSTEMS, INC., IL|$22M|112|

| STEELITE INTERNATIONAL USA, INC. PROFIT SHARING 401(K) PLAN|STEELITE INTERNATIONAL USA, INC., PA|$18M|235|

| PARKER PLASTICS, INC. 401(K) PROFIT SHARING PLAN|PARKER PLASTICS, INC., WI|$17M|274|

| CERATIZIT USA 401(K) RETIREMENT PLAN|CERATIZIT USA, INC., IL|$16M|84|

| RED COLLAR PET FOODS, INC. RETIREMENT PLAN|RED COLLAR PET FOODS, INC., TN|$16M|32|

| TRIANGLE TOOL, LLC 401(K) PLAN|TRIANGLE TOOL, LLC, WI|$15M|129|

| UNIVERSITY CLUB OF CHICAGO 401(K) SAVINGS PLAN|UNIVERSITY CLUB OF CHICAGO, IL|$15M|188|

| GREAT LAKES PACKAGING CORPORATION 401(K) PROFIT SHARING PLAN|GREAT LAKES PACKAGING CORPORATION, WI|$10M|77|

Showing top 20 of 25 plans serviced in 2024.

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