# Ballast, Inc.
Source: https://planprovider.pro/provider/ballast-inc

> Employee-owned since its 2005 start, Ballast, Inc. works as an SEC-registered investment advisor from Lexington in Kentucky’s Bluegrass region. Ballast follo…

Retirement Plan Advisor

Lexington, KY

## About Ballast, Inc.

<p>Employee-owned since its 2005 start, Ballast, Inc. works as an SEC-registered investment advisor from Lexington in Kentucky’s Bluegrass region.</p>

<p>Ballast follows a fiduciary standard and is structured as an independent firm. The team includes CERTIFIED FINANCIAL PLANNER™ professionals who work with clients on planning and investment decisions over time.</p>

<p>As a <a href="/plan-advisors">plan advisor</a>, Ballast can take on 3(38) investment manager responsibilities for retirement plans, making and carrying out investment decisions for the plan. The firm also works with individuals, high-net-worth families, and businesses on coordinated planning.</p>

<p>What sets Ballast apart is its employee-owned model paired with 3(38) discretion, which can reduce day-to-day investment oversight demands for plan sponsors.</p>

<ul>
<li>3(38) investment manager services for retirement plans</li>
<li>Retirement planning</li>
<li>Investment strategy and ongoing portfolio management</li>
<li>Wealth management and estate-planning coordination</li>
</ul>

Website: [https://www.ballastfa.com/about-us](https://www.ballastfa.com/about-us)

## Office Locations

- Lexington, KY (Headquarters)

## Services Offered

- 3(38) Investment Manager

## Plans Serviced (2024)

Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).

| Plan|Sponsor|Assets|Participants|

| CENTRE COLLEGE RETIREMENT PLAN|
CENTRE COLLEGE, KY|
$112M|
503|

## Team Members

- **John Boardman**, Founder, CEO

- **Andy Reynolds**, Partner, COO

- **Brian Burton**, Partner, Chief Investment Officer

- **Cameron Hamilton**, Partner, Director of Financial Planning

- **Frank Yozwiak**, Director of Estate Planning/Tax

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