# Aegis Financial
Source: https://planprovider.pro/provider/aegis-financial

> Built around its in-house “ALIGN System,” Aegis Financial coordinates tax strategy, compensation decisions, and retirement planning for privately held compan…

Retirement Plan Advisor

Phoenix, AZ

## About Aegis Financial

<p>Built around its in-house “ALIGN System,” Aegis Financial coordinates tax strategy, compensation decisions, and retirement planning for privately held companies and their owners. The firm is headquartered in Phoenix in the Valley of the Sun, with an additional office in Rolling Meadows in the northwest Chicago suburbs.</p>

<p>Aegis Financial works with business owners who want their retirement plan and broader business decisions to fit together, rather than being handled in separate silos. Its retirement plan work includes both 3(21) co-fiduciary support and 3(38) investment manager services, placing the firm among <a href="/plan-advisors">plan advisors</a> that can take on day-to-day investment fiduciary responsibility when a sponsor needs it.</p>

<p>The firm’s team also covers tax and entity strategy and compensation strategy, with a focus on how those choices affect long-term owner wealth and employee engagement. As of 2026, Aegis Financial reports $0.5B in assets under management.</p>

<ul>
<li>Headquarters: Phoenix, Arizona (greater Phoenix metro)</li>
<li>Additional office: Rolling Meadows, Illinois (Chicago metro)</li>
<li>Retirement plan fiduciary services: 3(21) and 3(38)</li>
<li>Specialty areas: tax/entity strategy and compensation strategy</li>
</ul>

Website: [http://aegiswealth.net](http://aegiswealth.net)

## Office Locations

- Rolling Meadows, IL

- Phoenix, AZ (Headquarters)

## Services Offered

- 3(21) Investment Advisor

- 3(38) Investment Manager

## Client Statistics (2026)

- Total Clients: 0

- Total AUM: $468.0M

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