# 401(k) Advisors in Florida
Source: https://planprovider.pro/plan-advisors/florida

> Find qualified retirement plan advisors in Florida. Compare 401(k) advisors, fiduciary advisors, and investment consultants.

Find qualified retirement plan advisors in Florida. Compare 401(k) advisors, fiduciary advisors, and investment consultants.

Browse 56 providers in this category.

## Providers

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### [Assuredpartners Investment Advisors](https://planprovider.pro/provider/assuredpartners-investment-advisors)

Plan Advisor

Tampa, FL

**Stats:** $3.3B under management

**Company:** Est. 2020

[View Profile](https://planprovider.pro/provider/assuredpartners-investment-advisors)

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### [Avant Capital, LLC](https://planprovider.pro/provider/avant-capital-llc)

Plan Advisor

Lafayette, LA

**Stats:** $155M under management

**Company:** Est. 2022

[View Profile](https://planprovider.pro/provider/avant-capital-llc)

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### [Banyan Global Investment Advisors, LLC](https://planprovider.pro/provider/banyan-global-investment-advisors-llc)

Plan Advisor

Boca Raton, FL

**Stats:** $168M under management

**Company:** Est. 2015 • 4 employees

[View Profile](https://planprovider.pro/provider/banyan-global-investment-advisors-llc)

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### [Base Wealth Management](https://planprovider.pro/provider/base-wealth-management)

Plan Advisor

Lakewood Ranch, FL

**Credentials:** CFP® - Certified Financial Planner

[View Profile](https://planprovider.pro/provider/base-wealth-management)

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### [Beacon Financial Group, Inc.](https://planprovider.pro/provider/beacon-financial-group-inc)

Plan Advisor

Aurora, OH

**Stats:** $4.3B under management

**Company:** Est. 1996

[View Profile](https://planprovider.pro/provider/beacon-financial-group-inc)

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### [Benchmark Financial](https://planprovider.pro/provider/benchmark)

Plan Advisor

Boca Raton, FL

**Credentials:** RIA - Registered Investment Advisor

**Stats:** $2.0B under management

[View Profile](https://planprovider.pro/provider/benchmark)

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### [Brighton Jones LLC](https://planprovider.pro/provider/brighton-jones-llc)

Plan Advisor

Seattle, WA

**Stats:** $30.0B under management

**Company:** Est. 1999 • 257 employees

[View Profile](https://planprovider.pro/provider/brighton-jones-llc)

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### [Capital Cities Investments](https://planprovider.pro/provider/capital-cities-investments)

Plan Advisor

Tallahassee, FL

**Stats:** $4.1B under management

**Company:** 969 employees

[View Profile](https://planprovider.pro/provider/capital-cities-investments)

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### [Captrust](https://planprovider.pro/provider/captrust)

Plan Advisor • Pro Score 3.3

Raleigh, NC

**Stats:** $1.0T under management

**Company:** Est. 1997 • 1,500 employees

[View Profile](https://planprovider.pro/provider/captrust)

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### [Carson Wealth Management Group](https://planprovider.pro/provider/carson-wealth-management-group)

Plan Advisor

Omaha, NE

**Credentials:** CFP® - Certified Financial Planner • AIF® - Accredited Investment Fiduciary • CFA® - Chartered Financial Analyst

**Stats:** $55.0B under management

**Company:** Est. 1983

[View Profile](https://planprovider.pro/provider/carson-wealth-management-group)

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### [Cary Street Partners](https://planprovider.pro/provider/cary-street-partners)

Plan Advisor

Richmond, VA

**Credentials:** Other

**Stats:** $12.0B under management

**Company:** Est. 2002 • 133 employees

[View Profile](https://planprovider.pro/provider/cary-street-partners)

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### [Certified Advisory CORP](https://planprovider.pro/provider/certified-advisory-corp)

Plan Advisor

Altamonte Springs, FL

**Stats:** $2.7B under management

**Company:** 38 employees

[View Profile](https://planprovider.pro/provider/certified-advisory-corp)

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### [Clarity Financial Advisors LLC](https://planprovider.pro/provider/clarity-financial-advisors-llc)

Plan Advisor

St. Petersburg, FL

**Stats:** $1.5B under management

**Company:** Est. 2022

[View Profile](https://planprovider.pro/provider/clarity-financial-advisors-llc)

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### [Concorde Financial Resources](https://planprovider.pro/provider/concorde-financial-resources)

Plan Advisor

Boca Raton, FL

**Stats:** $490M under management

[View Profile](https://planprovider.pro/provider/concorde-financial-resources)

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### [Concurrent Investment Advisors, LLC](https://planprovider.pro/provider/concurrent-investment-advisors-llc)

Plan Advisor

Tampa, FL

**Credentials:** RIA - Registered Investment Advisor • CFP® - Certified Financial Planner • Other

**Stats:** $15.7B under management

**Company:** Est. 2016 • 65 employees

[View Profile](https://planprovider.pro/provider/concurrent-investment-advisors-llc)

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### [Conrad Siegel Investment Advisors](https://planprovider.pro/provider/conrad-siegel-investment-advisors)

Plan Advisor

Harrisburg, PA

**Stats:** $10.1B under management

[View Profile](https://planprovider.pro/provider/conrad-siegel-investment-advisors)

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### [Core Wealth Management, Inc.](https://planprovider.pro/provider/core-wealth-management-inc)

Plan Advisor

Jupiter, FL

**Stats:** $346M under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/core-wealth-management-inc)

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### [CPS INVESTMENT ADVISORS](https://planprovider.pro/provider/cps-investment-advisors)

Plan Advisor

Lakeland, FL

**Credentials:** RIA - Registered Investment Advisor

**Company:** Est. 1989 • 5 employees

[View Profile](https://planprovider.pro/provider/cps-investment-advisors)

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### [Cwa Asset Management Group](https://planprovider.pro/provider/cwa-asset-management-group)

Plan Advisor

Naples, FL

**Stats:** $4.1B under management

**Company:** Est. 2003 • 45 employees

[View Profile](https://planprovider.pro/provider/cwa-asset-management-group)

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### [David Vaughan Investments, LLC](https://planprovider.pro/provider/david-vaughan-investments-llc)

Plan Advisor

Peoria, IL

**Stats:** $6.0B under management

**Company:** Est. 1977

[View Profile](https://planprovider.pro/provider/david-vaughan-investments-llc)

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### [Everhart Advisors](https://planprovider.pro/provider/everhart-advisors)

Plan Advisor

Dublin, OH

**Stats:** $2.4B under management

**Company:** Est. 1995

[View Profile](https://planprovider.pro/provider/everhart-advisors)

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### [Fourthought Financial Partners, Llc.](https://planprovider.pro/provider/fourthought-financial-partners-llc)

Plan Advisor

Venice, FL

**Stats:** $1.6B under management

**Company:** Est. 1968 • 25 employees

[View Profile](https://planprovider.pro/provider/fourthought-financial-partners-llc)

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### [Golden Road Advisors LLC](https://planprovider.pro/provider/golden-road-advisors-llc)

Plan Advisor

Tampa, FL

**Stats:** $170M under management

**Company:** Est. 2013

[View Profile](https://planprovider.pro/provider/golden-road-advisors-llc)

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### [Graystone Consulting Of Morgan Stanley Smith Barney LLC](https://planprovider.pro/provider/graystone-consulting-of-morgan-stanley-smith-barney-llc)

Plan Advisor

New York, NY

**Stats:** $747.1B under management

**Company:** Est. 1989

[View Profile](https://planprovider.pro/provider/graystone-consulting-of-morgan-stanley-smith-barney-llc)

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### [Heffernan Financial Services](https://planprovider.pro/provider/heffernan-financial-services)

Plan Advisor

Walnut Creek, CA

**Credentials:** CFP® - Certified Financial Planner • CFA® - Chartered Financial Analyst

**Stats:** $1.0B under management

**Company:** Est. 1995 • 3 employees

[View Profile](https://planprovider.pro/provider/heffernan-financial-services)

## Partnering with a Trusted 401k Plan Advisor in Florida

For business owners and HR professionals across the Sunshine State, managing a corporate retirement plan is a significant responsibility. Selecting the right 401k plan advisor in Florida is not just about investment performance; it is about mitigating corporate liability and ensuring your employees are prepared for retirement. A specialized advisor helps navigate the complex regulatory landscape of the Department of Labor (DOL) and the Internal Revenue Service (IRS).

### Understanding Fiduciary Support: 3(21) vs. 3(38) Roles

Employer-sponsored plans are governed by the Employee Retirement Income Security Act (ERISA). One of the most critical decisions a plan sponsor makes is determining the level of fiduciary protection they require. Professional advisors typically offer two types of fiduciary services:

- **3(21) Fiduciary:** In this role, the advisor acts as an investment co-fiduciary. They provide professional recommendations, but the plan sponsor retains the ultimate decision-making power and the associated liability.

- **3(38) Fiduciary:** This provides a higher level of protection. As an investment manager, the advisor takes full discretionary authority to make investment decisions, effectively shifting much of the investment-related fiduciary liability away from the employer.

### What to Look for in a Florida Retirement Plan Advisor

When evaluating potential partners, ensure they have a deep understanding of the local economic landscape and a physical presence that allows for in-person employee education sessions. Key criteria include:

- **Independence:** Look for fee-based advisors who avoid proprietary products to ensure unbiased investment selection.

- **Experience:** Confirm they specialize in retirement plans rather than general wealth management.

- **Benchmarking:** Ask how they evaluate recordkeeper fees and investment expenses to ensure your plan remains competitive.

### Plan Types We Support

Qualified advisors can assist with various plan structures tailored to your organization's specific needs:

- [401(k) Plans](/retirement-plans/401k)

- [403(b) Plans](/retirement-plans/403b)

- [Defined Benefit Plans](/retirement-plans/defined-benefit)

### Related Services for Florida Employers

Comprehensive retirement plan management often requires a network of specialized professionals. Explore these related services to ensure your plan stays compliant:

- [401(k) Auditors in Florida](/auditors/florida)

- [ERISA Attorneys in Florida](/erisa-attorneys/florida)

- [ERISA Bond Providers](/erisa-bonds)

[View full interactive listing on PlanProvider.Pro](https://planprovider.pro/plan-advisors/florida)

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