# Yum Brands, INC. 401(k) Plan
Source: https://planprovider.pro/companies/yum-brands-inc-401k-plan

> Yum Brands, INC.'s 401(k) plan: 22,667 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Yum Brands, INC.

- **Sponsor EIN:** 133951308

- **Sponsor Address:** 1441 GARDINER LN, LOUISVILLE, KY, 402131914

- **Plan Type:** 401(k)

- **Total Participants:** 22,667

- **Total Assets:** $989.8M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|22,667|$989.8M|$23.3M|$40.8M|

| 2023|22,260|$911.1M|$21.6M|$40.4M|

| 2022|21,365|$809.9M|$19.5M|$37.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| VOYA ADVISORS LLC|CONTRACTUAL|$566,354|—|$566,354|

| VOYA INSTITUTIONAL PLAN SERVICES|RECORDKEEPER|$348,086|—|$348,086|

| STATE STREET GLOBAL ADVISORS TRUST|CONTRACTUAL|$195,775|—|$195,775|

| STATE STREET BANK AND TRUST CO|DIRECTED TRUSTEE|$125,265|—|$125,265|

| TOWERS WATSON INVESTMENT SERVICES,|CONTRACTUAL|$12,500|—|$12,500|

| KPMG|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [VOYA ADVISORS LLC](https://planprovider.pro/provider/voya-financial) — CONTRACTUAL

- [KPMG](https://planprovider.pro/provider/kpmg-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $1,247,980

- **Estimated Expense Ratio:** 0.126% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$1,260,070|—|—|—|—|

| 2023|$846,501|—|—|—|—|

| 2022|$781,943|—|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/yum-brands-inc-401k-plan)

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