# Worth Higgins & Associates, INC. 401(k) Plan
Source: https://planprovider.pro/companies/worth-higgins-associates-inc-401k-plan

> Worth Higgins & Associates, INC.'s 401(k) plan: 153 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Worth Higgins & Associates, INC.

- **Sponsor EIN:** 540880197

- **Sponsor Address:** 8770 PARK CENTRAL DR, RICHMOND, VA, 232271146

- **Plan Type:** 401(k)

- **Total Participants:** 153

- **Total Assets:** $16.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|153|$16.0M|$55,035|$903,033|

| 2023|163|$14.4M|$83,471|$854,026|

| 2022|173|$11.8M|$50,784|$742,293|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$53,869|—|$53,869|

| CETERA INVESTMENT ADVISERS LLC|INVESTMENT ADVISORY|—|$26,473|$26,473|

| ADAMS, JENKINS & CHEATHEM|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $80,342

- **Estimated Expense Ratio:** 0.504% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$53,870|—|$53,870|—|—|

| 2023|$46,076|—|$46,076|—|—|

| 2022|$54,807|—|$54,807|—|—|

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