# Wockhardt Usa, LLC 401(k) Plan
Source: https://planprovider.pro/companies/wockhardt-usa-llc-201033990-001

> Wockhardt Usa, LLC's 401(k) plan: 45 participants, plan year 2025 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2025.

## Plan Snapshot

- **Plan Sponsor:** Wockhardt Usa, LLC

- **Sponsor EIN:** 201033990

- **Sponsor Address:** 20 WATERVIEW BLVD, 3RD FLOOR, PARSIPPANY, NJ, 07054

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 45

- **Total Assets:** $2.6M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2025|45|$2.6M|$0|$0|

| 2024|17|$11.5M|$186,099|$332,207|

| 2023|20|$2.6M|$116,859|$205,783|

| 2022|14|$2.2M|$110,602|$196,039|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ADP, INC.|Recordkeeper|$36,871|—|$36,871|

| MERRILL LYNCH PIERCE FENNER & SMITH|Investment Advisor|$21,079|$783|$21,862|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $58,733

- **Estimated Expense Ratio:** 2.244% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2025|$11,235,098|$15,712|—|—|—|

| 2024|$4,561,193|—|—|—|—|

| 2023|$365,414|—|—|—|—|

| 2022|$1,106,672|—|—|—|—|

## Similar Plans

- [Bristol-Myers Squibb Company](https://planprovider.pro/companies/bristol-myers-squibb-company-401k-plan-002) — 34,444 participants

- [Merck Sharp & Dohme LLC](https://planprovider.pro/companies/merck-sharp-dohme-llc-221261880-501) — 30,983 participants

- [Merck Sharp & Dohme LLC](https://planprovider.pro/companies/merck-sharp-dohme-llc-221261880-502) — 30,983 participants

- [Merck & Co., INC.](https://planprovider.pro/companies/merck-co-inc-401k-plan-001) — 29,178 participants

- [Merck Sharp & Dohme LLC](https://planprovider.pro/companies/merck-sharp-dohme-llc-221261880-514) — 28,104 participants

- [Merck & Co., INC.](https://planprovider.pro/companies/merck-co-inc-plan-003) — 28,038 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/wockhardt-usa-llc-201033990-001)

© 2026 PlanProvider.Pro