# Wiss, Janney, Elstner Associates, INC. 401(k) Plan
Source: https://planprovider.pro/companies/wiss-janney-elstner-associates-inc-401k-plan

> Wiss, Janney, Elstner Associates, INC.'s 401(k) plan: 860 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Wiss, Janney, Elstner Associates, INC.

- **Sponsor EIN:** 362757956

- **Sponsor Address:** 330 PFINGSTEN ROAD, NORTHBROOK, IL, 60062

- **Plan Type:** 401(k)

- **Total Participants:** 860

- **Total Assets:** $406.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|860|$406.0M|$8.7M|$13.0M|

| 2023|821|$346.6M|$7.7M|$11.5M|

| 2022|795|$287.2M|$7.2M|$10.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDUCIENT ADVISORS LLC|INVESTMENT ADVISOR|$116,223|—|$116,223|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$56,645|—|$56,645|

| STRATEGIC ADVISORS, INC.|ADVISOR|$44,408|—|$44,408|

| FGMK LLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [FGMK LLC](https://planprovider.pro/provider/fgmk-llc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $217,276

- **Estimated Expense Ratio:** 0.054% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$217,027|$160,631|$300|—|—|

| 2023|$122,839|$118,333|—|—|—|

| 2022|$213,809|$21,197|—|—|—|

## Similar Plans

- [Skidmore, Owings & Merrill LLP](https://planprovider.pro/companies/skidmore-owings-merrill-llp-401k-plan) — 837 participants

- [Exp U.S. Services, INC.](https://planprovider.pro/companies/exp-u-s-services-inc-401k-plan) — 1,132 participants

- [Manhard Consulting, Ltd.](https://planprovider.pro/companies/manhard-consulting-ltd-401k-plan) — 328 participants

- [Perkins&Will, INC.](https://planprovider.pro/companies/perkins-will-inc-401k-plan) — 1,817 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/wiss-janney-elstner-associates-inc-401k-plan)

© 2026 PlanProvider.Pro