# Winery Exchange, INC. 401(k) Plan
Source: https://planprovider.pro/companies/winery-exchange-inc-401k-plan

> Winery Exchange, INC.'s 401(k) plan: 138 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Winery Exchange, INC.

- **Sponsor EIN:** 943353812

- **Sponsor Address:** 4 HAMILTON LANDING, SUITE 110, NOVATO, CA, 94954

- **Plan Type:** 401(k)

- **Total Participants:** 138

- **Total Assets:** $15.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|138|$15.2M|$226,253|$1.4M|

| 2023|135|$13.0M|$0|$1.4M|

| 2022|136|$11.3M|$0|$1.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| APRIO LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [APRIO LLP](https://planprovider.pro/provider/aprio-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$72,112|$64,179|—|—|—|

| 2023|$64,912|$56,989|—|—|—|

| 2022|$63,761|—|$63,761|—|—|

## Similar Plans

- [Advance Beverage Co., INC.](https://planprovider.pro/companies/advance-beverage-co-inc-plan-001) — 136 participants

- [Beauchamp Distributing Company](https://planprovider.pro/companies/beauchamp-distributing-company-401k-plan) — 118 participants

- [Thomas Group, LLC Dba Eagle Distributing](https://planprovider.pro/companies/thomas-group-llc-dba-eagle-distributing-401k-plan) — 113 participants

- [Grape Expectations](https://planprovider.pro/companies/grape-expectations-401k-plan) — 111 participants

- [Jordano'S, INC.](https://planprovider.pro/companies/jordanos-inc-plan) — 106 participants

- [Markstein Sales Co.](https://planprovider.pro/companies/markstein-sales-co-401k-plan) — 175 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/winery-exchange-inc-401k-plan)

© 2026 PlanProvider.Pro