# Windsor Capital Group, INC. 401(k) Plan
Source: https://planprovider.pro/companies/windsor-capital-group-inc-401k-plan

> Windsor Capital Group, INC.'s 401(k) plan: 635 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Windsor Capital Group, INC.

- **Sponsor EIN:** 841122146

- **Sponsor Address:** 3420 OCEAN PARK BLVD STE 3000, SANTA MONICA, CA, 90405

- **Plan Type:** 401(k)

- **Total Participants:** 635

- **Total Assets:** $6.4M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|635|$6.4M|$121|$396,471|

| 2023|657|$6.2M|$0|$253,870|

| 2022|570|$5.9M|$0|$214,530|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| WORLD INVESTMENT ADVISORS|ADVISOR|—|$14,206|$14,206|

| LING & BOUMAN CPA'S, LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [LING & BOUMAN CPA'S, LLP](https://planprovider.pro/provider/ling-and-bouman-cpas-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $14,206

- **Estimated Expense Ratio:** 0.224% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$21,620|$345|$19,925|—|—|

| 2023|$4,525|—|—|—|—|

| 2022|$34,247|—|$34,247|—|—|

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