# Whitebox Advisors, LLC 401(k) Plan
Source: https://planprovider.pro/companies/whitebox-advisors-llc-plan-001

> Whitebox Advisors, LLC's 401(k) plan: 57 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Whitebox Advisors, LLC

- **Sponsor EIN:** 411957584

- **Sponsor Address:** 3033 EXCELSIOR BOULEVARD, MINNEAPOLIS, MN, 55416

- **Plan Type:** 401(k)

- **Total Participants:** 57

- **Total Assets:** $35.9M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|57|$35.9M|$1.4M|$1.2M|

| 2023|56|$30.2M|$1.4M|$1.2M|

| 2022|59|$26.3M|$1.5M|$1.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| OLSEN THIELEN & CO., LTD|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [OLSEN THIELEN & CO., LTD](https://planprovider.pro/provider/olsen-thielen-and-co-ltd) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$38,499|$10,128|$3,720|—|—|

| 2023|$34,187|$8,574|$3,900|—|—|

| 2022|$39,447|$8,706|$9,830|—|$20,911|

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