# Wharton-Smith, INC. 401(k) Plan
Source: https://planprovider.pro/companies/wharton-smith-inc-401k-plan

> Wharton-Smith, INC.'s 401(k) plan: 835 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Wharton-Smith, INC.

- **Sponsor EIN:** 592392802

- **Sponsor Address:** 750 MONROE ROAD, SANFORD, FL, 32771

- **Plan Type:** 401(k)

- **Total Participants:** 835

- **Total Assets:** $82.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|835|$82.2M|$4.7M|$6.9M|

| 2023|695|$67.5M|$3.7M|$5.8M|

| 2022|637|$55.6M|$3.5M|$5.2M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ANNUITY INSURANCE COMPANY|RECORDKEEPER|$137,849|—|$137,849|

| UBS FINANCIAL SERVICES INC|INVESTMENT ADVISOR|$105,488|—|$105,488|

| ERIN PERDUE CPA, LLA|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $243,337

- **Estimated Expense Ratio:** 0.296% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$243,337|$105,488|—|—|—|

| 2023|$204,420|$86,588|—|—|—|

| 2022|$210,191|$94,984|$115,207|—|—|

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