# Western Growers Association 401(k) Plan
Source: https://planprovider.pro/companies/western-growers-association-401k-plan-336

> Western Growers Association's 401(k) plan: 1,566 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Western Growers Association

- **Sponsor EIN:** 951362030

- **Sponsor Address:** 6501 IRVINE CENTER DRIVE STE 100, IRVINE, CA, 92618

- **Plan Type:** 401(k)

- **Total Participants:** 1,566

- **Total Assets:** $145.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,566|$145.3M|$4.9M|$5.0M|

| 2023|1,761|$129.5M|$4.5M|$4.6M|

| 2022|1,779|$109.3M|$4.3M|$4.2M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| WESTERN GROWERS FINANCIAL SERVICES|INVESTMENT MANAGER|$150,207|—|$150,207|

| NWPS|RECORDKEEPER|$124,521|—|$124,521|

| RAUB BROCK CAPITAL MANAGEMENT|INVESTMENT MANAGER|$102,636|—|$102,636|

| WESTERN GROWERS ASSOCIATION|CONTRACT ADMINISTRATOR|$70,094|—|$70,094|

| TRAN CAPITAL MANAGEMENT L.P.|INVESTMENT MANAGER|$55,084|—|$55,084|

| BAKER TILLY US, LLP|Auditor|$52,500|—|$52,500|

| MOSS ADAMS LLP|AUDITOR|$52,500|—|$52,500|

| CHARLES SCHWAB TRUST BANK|CUSTODIAN|$52,477|—|$52,477|

| ALTA TRUST COMPANY|UNITIZATION|$25,000|—|$25,000|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [NWPS](https://planprovider.pro/provider/nwps) — RECORDKEEPER

- [BAKER TILLY US, LLP](https://planprovider.pro/provider/baker-tilly-us-llp) — Auditor

- [MOSS ADAMS LLP](https://planprovider.pro/provider/milliman) — AUDITOR

- [CHARLES SCHWAB TRUST BANK](https://planprovider.pro/provider/charles-schwab-and-co-inc) — CUSTODIAN

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $685,019

- **Estimated Expense Ratio:** 0.472% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$676,565|$306,022|$72,000|$52,500|—|

| 2023|$556,205|$275,563|$72,000|$26,250|—|

| 2022|$612,438|$280,203|$182,794|—|$100,497|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/western-growers-association-401k-plan-336)

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