# Warren W. Fane, INC. 401(k) Plan
Source: https://planprovider.pro/companies/warren-w-fane-inc-141663427-001

> Warren W. Fane, INC.'s 401(k) plan: 116 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Warren W. Fane, INC.

- **Sponsor EIN:** 141663427

- **Sponsor Address:** 62 LEVERSEE ROAD, TROY, NY, 12182

- **Plan Type:** 401(k)

- **Plan Number:** 001

- **Total Participants:** 116

- **Total Assets:** $11.8M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|116|$11.8M|$450,917|$306,949|

| 2023|107|$11.2M|$378,624|$271,735|

| 2022|103|$9.3M|$357,810|$263,777|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER LIFE & ANNUITY INS CO OF NY|Recordkeeper|$86,903|—|$86,903|

| MORGAN STANLEY INSURANCE SERVICES|Investment Advisor|—|$55,270|$55,270|

| STRATEGIC PENSION SERVICES, LLC|Other Service Provider|$890|$7,911|$8,801|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $150,974

- **Estimated Expense Ratio:** 1.284% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$86,758|—|—|—|—|

| 2023|$73,267|—|—|—|—|

| 2022|$69,154|—|—|—|$69,154|

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