# Utica University 403(b) Plan
Source: https://planprovider.pro/companies/utica-university-161476258-001

> Utica University's 403(b) plan: 1,079 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Utica University

- **Sponsor EIN:** 161476258

- **Sponsor Address:** 1600 BURRSTONE ROAD, UTICA, NY, 13502

- **Plan Type:** 403(b)

- **Plan Number:** 001

- **Total Participants:** 1,079

- **Total Assets:** $148.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** Yes

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,079|$148.0M|$893,133|$2.4M|

| 2023|1,124|$142.0M|$2.6M|$2.5M|

| 2022|717|$127.0M|$2.6M|$2.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| TIAA|Recordkeeper|$85,383|—|$85,383|

| GLOBAL RETIREMENT PARTNERS,LLC-H/O|Investment Advisor|$27,009|—|$27,009|

| BONADIO & CO., LLP|Auditor|$16,700|—|$16,700|

| DR ADVISORY SERVICES LLC|Other Service Provider|$8,413|—|$8,413|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [TIAA](https://planprovider.pro/provider/tiaa-teachers-insurance-and-annuity-association-of-america-college-retirement-equities-fund) — Recordkeeper

- [GLOBAL RETIREMENT PARTNERS,LLC-H/O](https://planprovider.pro/provider/global-retirement-partners-llc) — Investment Advisor

- [BONADIO & CO., LLP](https://planprovider.pro/provider/bonadio-and-co-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $137,505

- **Estimated Expense Ratio:** 0.093% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$137,518|$35,422|$7,646|$16,700|—|

| 2023|$60,604|—|$319|—|—|

| 2022|$53,774|—|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/utica-university-161476258-001)

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