# Utica Mutual Insurance Company 401(k) Plan
Source: https://planprovider.pro/companies/utica-mutual-insurance-company-401k-plan

> Utica Mutual Insurance Company's 401(k) plan: 1,390 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Utica Mutual Insurance Company

- **Sponsor EIN:** 150476880

- **Sponsor Address:** 180 GENESEE STREET, NEW HARTFORD, NY, 134132299

- **Plan Type:** 401(k)

- **Total Participants:** 1,390

- **Total Assets:** $347.8M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,390|$347.8M|$9.1M|$12.5M|

| 2023|1,407|$320.7M|$8.4M|$11.7M|

| 2022|1,329|$277.5M|$6.5M|$10.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| VANGUARD ADVISERS INC.|NONE|$141,731|—|$141,731|

| THE VANGUARD GROUP, INC.|NONE|$132,320|—|$132,320|

| CAPTRUST|NONE|$46,500|—|$46,500|

| FITZGERALD DEPIETRO & WOJNAS|NONE|$15,000|—|$15,000|

| HUNTON ANDREWS KURTH LLP|NONE|$10,958|—|$10,958|

| GRANT THORNTON|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [VANGUARD ADVISERS INC.](https://planprovider.pro/provider/the-vanguard-group-inc) — NONE

- [THE VANGUARD GROUP, INC.](https://planprovider.pro/provider/the-vanguard-group-inc) — NONE

- [CAPTRUST](https://planprovider.pro/provider/captrust) — NONE

- [HUNTON ANDREWS KURTH LLP](https://planprovider.pro/provider/hunton-andrews-kurth-llp) — NONE

- [GRANT THORNTON](https://planprovider.pro/provider/grant-thornton-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $346,509

- **Estimated Expense Ratio:** 0.100% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$339,760|—|—|—|—|

| 2023|$394,027|—|—|—|—|

| 2022|$344,319|—|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/utica-mutual-insurance-company-401k-plan)

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