# Utica First Insurance Company 401(k) Plan
Source: https://planprovider.pro/companies/utica-first-insurance-company-401k-plan

> Utica First Insurance Company's 401(k) plan: 135 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Utica First Insurance Company

- **Sponsor EIN:** 150476540

- **Sponsor Address:** 5981 AIRPORT RD, ORISKANY, NY, 134243905

- **Plan Type:** 401(k)

- **Total Participants:** 135

- **Total Assets:** $25.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|135|$25.3M|$832,722|$1.1M|

| 2023|126|$22.4M|$755,574|$900,451|

| 2022|124|$19.0M|$681,317|$835,774|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| STRATEGIC FINANCIAL SERVICES|INVESTMENT ADVISORY|$83,464|$22|$83,486|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$47,764|—|$47,764|

| BUFFAMANTE WHIPPLE BUTTAFARO, P.C.|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [BUFFAMANTE WHIPPLE BUTTAFARO, P.C.](https://planprovider.pro/provider/buffamante-whipple-buttafaro-pc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $131,250

- **Estimated Expense Ratio:** 0.518% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$131,239|$83,475|$47,764|—|—|

| 2023|$107,970|$69,151|$38,819|—|—|

| 2022|$108,276|$69,404|$38,872|—|—|

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