# Ut-Battelle, LLC DB Plan
Source: https://planprovider.pro/companies/ut-battelle-llc-plan-001

> Ut-Battelle, LLC's DB plan: 6,785 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Ut-Battelle, LLC

- **Sponsor EIN:** 621788235

- **Sponsor Address:** PO BOX 2008, OAK RIDGE, TN, 37831

- **Plan Type:** DB

- **Total Participants:** 6,785

- **Total Assets:** $2.4B

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|6,785|$2.4B|$82.0M|$18.6M|

| 2023|6,357|$2.5B|$71.0M|$16.6M|

| 2022|5,801|$2.3B|$117.0M|$14.9M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| HARRISON STREET ADVISORS, LLC|NONE|$1,606,725|—|$1,606,725|

| POLARIS CAPITAL MANAGEMENT, LLC|NONE|$1,181,512|—|$1,181,512|

| STATE STREET BANK & TRUST CO|NONE|$623,901|—|$623,901|

| NORTHERN TRUST COMPANY|NONE|$623,519|—|$623,519|

| JP MORGAN INVESTMENT MANAGEMENT INC|NONE|$612,958|—|$612,958|

| TOWERS WATSON|NONE|$298,558|—|$298,558|

| METROPOLITAN LIFE INSURANCE COMPANY|NONE|$265,660|—|$265,660|

| PARAMETRIC PORTFOLIO ASSOCIATES LLC|NONE|$227,943|—|$227,943|

| STATE STREET BANK & TRUST CO.|NONE|$221,837|—|$221,837|

| CALLAN LLC|NONE|$217,800|—|$217,800|

| USI CONSULTING GROUP INC|NONE|$162,306|—|$162,306|

| TCW INVESTMENT MANAGEMENT CO.|NONE|$103,953|—|$103,953|

| GROOM LAW|NONE|$87,909|—|$87,909|

| INSIGHT NORTH AMERICA LLC|NONE|$81,232|—|$81,232|

| CURCIO WEBB|NONE|$72,242|—|$72,242|

| HAMILTON LANE ADVISORS, LLC|NONE|$68,750|—|$68,750|

| JENNISON ASSOCIATES LLC|NONE|$66,254|—|$66,254|

| MCCONNELL AND JONES LLP|NONE|$54,680|—|$54,680|

| PRUDENTIAL INSURANCE COMPANY|NONE|$48,727|—|$48,727|

| KPMG|NONE|$47,450|—|$47,450|

| BRICKER GRAYDON|NONE|$40,577|—|$40,577|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [JP MORGAN INVESTMENT MANAGEMENT INC](https://planprovider.pro/provider/jp-morgan-asset-management) — NONE

- [GROOM LAW](https://planprovider.pro/provider/groom-law-group) — NONE

- [JENNISON ASSOCIATES LLC](https://planprovider.pro/provider/alight-solutions) — NONE

- [MCCONNELL AND JONES LLP](https://planprovider.pro/provider/mcconnell-and-jones-llp) — NONE

- [PRUDENTIAL INSURANCE COMPANY](https://planprovider.pro/provider/empower) — NONE

- [KPMG](https://planprovider.pro/provider/kpmg-llp) — NONE

- [BRICKER GRAYDON](https://planprovider.pro/provider/bricker-graydon-llp) — NONE

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $6,714,493

- **Estimated Expense Ratio:** 0.280% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$8,774,052|$280,967|$130,932|$2,294,133|—|

| 2023|$15,931,470|$4,340,969|$503,465|$15,000|—|

| 2022|$15,160,902|$6,589,954|—|—|$1,252,040|

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