# Ut-Battelle, LLC 401(k) Plan
Source: https://planprovider.pro/companies/ut-battelle-llc-401k-plan-002

> Ut-Battelle, LLC's 401(k) plan: 7,080 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Ut-Battelle, LLC

- **Sponsor EIN:** 621788235

- **Sponsor Address:** 1 BETHEL VALLEY ROAD, OAK RIDGE, TN, 378306465

- **Plan Type:** 401(k)

- **Total Participants:** 7,080

- **Total Assets:** $1.8B

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|7,080|$1.8B|$23.0M|$83.4M|

| 2023|6,586|$1.6B|$20.2M|$72.7M|

| 2022|5,984|$1.4B|$17.9M|$64.5M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SCHWAB RETIREMENT PLAN SERVICES INC|NONE|$320,689|—|$320,689|

| USI INSURANCE SERVICES, LLC|NONE|$148,511|—|$148,511|

| CHARLES SCHWAB & CO., INC.|NONE|$6,949|—|$6,949|

| MCCONNELL & JONES LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SCHWAB RETIREMENT PLAN SERVICES INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [CHARLES SCHWAB & CO., INC.](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [MCCONNELL & JONES LLP](https://planprovider.pro/provider/mcconnell-and-jones-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $476,149

- **Estimated Expense Ratio:** 0.027% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$470,170|$12,914|—|—|—|

| 2023|$424,942|—|—|—|—|

| 2022|$494,586|—|—|—|$143,178|

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