# Usi Insurance Services LLC 401(k) Plan
Source: https://planprovider.pro/companies/usi-insurance-services-llc-401k-plan

> Usi Insurance Services LLC's 401(k) plan: 10,494 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Usi Insurance Services LLC

- **Sponsor EIN:** 133771734

- **Sponsor Address:** 100 SUMMIT LAKE DRIVE, SUITE 400, VALHALLA, NY, 10595

- **Plan Type:** 401(k)

- **Total Participants:** 10,494

- **Total Assets:** $1.5B

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|10,494|$1.5B|$26.7M|$102.2M|

| 2023|10,251|$1.3B|$22.3M|$97.0M|

| 2022|9,397|$1.0B|$23.1M|$82.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FIDELITY INVESTMENTS INSTITUTIONAL|RECORDKEEPER|$219,075|—|$219,075|

| STRATEGIC ADVISORS, INC.|ADVISOR|$162,379|—|$162,379|

| BDO USA PC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVESTMENTS INSTITUTIONAL](https://planprovider.pro/provider/fidelity-investments) — RECORDKEEPER

- [STRATEGIC ADVISORS, INC.](https://planprovider.pro/provider/creative-planning) — ADVISOR

- [BDO USA PC](https://planprovider.pro/provider/bdo-usa-pc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $381,454

- **Estimated Expense Ratio:** 0.025% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$381,454|$162,379|$7,200|—|—|

| 2023|$315,808|$73,419|$2,400|—|—|

| 2022|$647,846|$3,160|—|—|—|

## Similar Plans

- [Teachers Insurance And Annuity Association Of America](https://planprovider.pro/companies/teachers-insurance-and-annuity-association-of-america-401k-plan) — 11,525 participants

- [Teachers Insurance And Annuity Association Of America](https://planprovider.pro/companies/teachers-insurance-and-annuity-association-of-america-plan-001) — 11,597 participants

- [Excavators Union Local 731 Annuity Board Of Trustees](https://planprovider.pro/companies/excavators-union-local-731-annuity-board-of-trustees-plan) — 6,526 participants

- [Ywca Retirement Fund, INC.](https://planprovider.pro/companies/ywca-retirement-fund-inc-plan) — 4,607 participants

- [Board Of Trustees - Annuity Fund Local 764](https://planprovider.pro/companies/board-of-trustees-annuity-fund-local-764-plan) — 1,911 participants

- [Board Of Trustees - Pension Fund Local 764](https://planprovider.pro/companies/board-of-trustees-pension-fund-local-764-plan) — 1,597 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/usi-insurance-services-llc-401k-plan)

© 2026 PlanProvider.Pro