# Upward Projects 401(k) Plan
Source: https://planprovider.pro/companies/upward-projects-401k-plan

> Upward Projects's 401(k) plan: 1,298 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Upward Projects

- **Sponsor EIN:** 823127811

- **Sponsor Address:** 3443 NORTH CENTRAL AVENUE, PHOENIX, AZ, 850122204

- **Plan Type:** 401(k)

- **Total Participants:** 1,298

- **Total Assets:** $4.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,298|$4.7M|$322,830|$1.6M|

| 2023|1,095|$2.4M|$320,706|$1.4M|

| 2022|928|$746,043|$133,994|$595,739|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$56,787|—|$56,787|

| PRINCIPAL SECURITIES INC|OTHER SERVICES|—|$13,480|$13,480|

| KIMBERLIN COMPANY, PLLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [KIMBERLIN COMPANY, PLLC](https://planprovider.pro/provider/kimberlin-company-pllc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $70,267

- **Estimated Expense Ratio:** 1.494% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$56,787|—|$56,787|—|—|

| 2023|$36,878|—|$36,878|—|—|

| 2022|$8,938|—|$8,938|—|—|

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