# Upstate Union Health And Welfare Fund 401(k) Plan
Source: https://planprovider.pro/companies/upstate-union-health-and-welfare-fund-166072836-501

> Upstate Union Health And Welfare Fund's 401(k) plan: 142 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Upstate Union Health And Welfare Fund

- **Sponsor EIN:** 166072836

- **Sponsor Address:** 566 SPENCER STREET, SYRACUSE, NY, 13218

- **Plan Type:** 401(k)

- **Plan Number:** 501

- **Total Participants:** 142

- **Total Assets:** $1.2M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|142|$1.2M|$125,740|$146,589|

| 2023|112|$1.2M|$137,527|$151,521|

| 2022|166|$1.1M|$137,750|$219,792|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| BLITMAN & KING, LLP|Other Service Provider|$30,330|—|$30,330|

| D'ARCANGELO & CO., LLP|Other Service Provider|$11,200|—|$11,200|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $41,530

- **Estimated Expense Ratio:** 3.383% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$61,457|$10,268|—|$11,200|—|

| 2023|$50,798|$9,062|—|$10,900|—|

| 2022|$32,280|$11,374|—|—|$13,763|

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