# Upright Holdings, INC. 401(k) Plan
Source: https://planprovider.pro/companies/upright-holdings-inc-401k-plan

> Upright Holdings, INC.'s 401(k) plan: 628 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Upright Holdings, INC.

- **Sponsor EIN:** 823861073

- **Sponsor Address:** 1840 PYRAMID PLACE, SUITE 550, MEMPHIS, TN, 38132

- **Plan Type:** 401(k)

- **Total Participants:** 628

- **Total Assets:** $27.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|628|$27.3M|$3.5M|$3.2M|

| 2023|489|$19.9M|$2.9M|$2.5M|

| 2022|406|$13.6M|$1.9M|$1.6M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| EMPOWER ANNUITY INSURANCE CO OF AME|RECORDKEEPER|$63,668|—|$63,668|

| BURLEIGH CONSULTING GROUP, INC.|TPA|$29,458|—|$29,458|

| WATKINS UIBERALL, PLLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [WATKINS UIBERALL, PLLC](https://planprovider.pro/provider/watkins-uiberall-pllc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $93,126

- **Estimated Expense Ratio:** 0.342% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$86,772|$68,612|—|—|—|

| 2023|$68,154|$44,387|$23,767|—|—|

| 2022|$96,315|$221|$54,416|—|—|

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