# University Of Northwestern - St. Paul 401(k) Plan
Source: https://planprovider.pro/companies/university-of-northwestern-st-paul-401k-plan

> University Of Northwestern - St. Paul's 401(k) plan: 844 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** University Of Northwestern - St. Paul

- **Sponsor EIN:** 410711610

- **Sponsor Address:** 3003 SNELLING AVENUE NORTH, ST. PAUL, MN, 551131598

- **Plan Type:** 401(k)

- **Total Participants:** 844

- **Total Assets:** $69.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** Yes

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|844|$69.5M|$1.2M|$2.6M|

| 2023|897|$66.5M|$765,467|$2.3M|

| 2022|939|$61.3M|$747,904|$2.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$127,426|—|$127,426|

| MORGAN STANLEY|INVESTMENT MA NAGEMENT|—|$48,603|$48,603|

| TAX SHELTERED COMPENSATION, INC.|OTHER SERVICES|$350|$23,720|$24,070|

| CLIFTONLARSONALLEN|ACCOUNTANT|—|$11,703|$11,703|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MORGAN STANLEY](https://planprovider.pro/provider/jp-morgan-asset-management) — INVESTMENT MA NAGEMENT

- [CLIFTONLARSONALLEN](https://planprovider.pro/provider/cliftonlarsonallen-llp) — ACCOUNTANT

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $211,802

- **Estimated Expense Ratio:** 0.305% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$111,212|—|$111,212|—|—|

| 2023|$107,628|—|$107,628|—|—|

| 2022|$114,823|—|—|—|$114,823|

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